Operations & Administrative Practices

As a RIA Advisors client, you will find a financial advisor team that takes a one-on-one approach to ensure you understand every step of RIA Advisors planning and money management process. Our client-centered work culture is dedicated to providing attentive services to every client. We work with a sense of urgency in responding to your requests and questions.

RIA Advisors Operations and Administrative Services section is led by Operations Manager Michole Fields. She focuses on each client’s detailed needs to ensure that your transition to RIA Advisors is seamless, easy and transparent.

Custodians Safeguard Your Investments

RIA Advisors partners with Fidelity and T.D. Ameritrade, recognized as the most reputable and largest custodians to safeguard your investment assets. These firms provide account protection, secure online access, timely statement and tax forms delivery, and 24-hour phone support.

As an Accredited Investment Fiduciary, Connie Mack leads the RIA Advisors staff in following a prudent process regarding investment practices as well as implementing appropriate policies and procedures.