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Equity Compensation Planning Built Around Your Career

RSUs, stock options, and vesting schedules all bring decisions that go beyond a single tax return. Timing carries real weight. Concentration risk carries real weight too. So does the life you're building outside the company. We plan for all of it.

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Our Philosophy

A plan for your equity compensation should answer real questions, not simply generate projections.

Most advisors will tell you they handle equity compensation. What that usually means is a spreadsheet showing your vesting schedule and a reminder to talk to your tax preparer in April. That is not planning. That is paperwork with a deadline attached. We do it differently. We start with your full financial picture, then work through the decisions that come with RSUs, options, and concentrated stock. The equity matters, but it is one part of a longer plan. The goal is a career that funds a life beyond the company. A tax exposure you can anticipate. A portfolio that does not depend on one employer.

Diversify

Reducing concentrated stock risk while managing the tax impact of each decision.

Time

Coordinating exercise, sale, and diversification decisions around vesting dates, blackout windows, and tax brackets.

Protect

Structuring equity decisions to support long-term financial security beyond your current role.

What We Deliver.

RSU & Stock Option Planning

Strategies built around vesting schedules, exercise timing, and the tax impact of each choice.

Concentration Risk Management

Reducing single-stock risk in a way designed to manage the tax consequences that come with it.

Tax
Strategy

Forward-looking planning around AMT exposure, capital gains, and other equity-related tax events.

10b5-1 Plan Coordination

Structured selling plans designed to support compliance and reduce timing risk.

Cash Flow &
Liquidity Planning

Structuring near-term liquidity needs around vesting schedules and blackout periods.

Long-Term Financial Planning

Integrated planning built to adapt through career changes and shifting market environments.

Meet Our Team

Experienced Advisors. Trusted Guidance.

Richard Rosso

Director of Financial Planning, MS, CFP®, CIMA®, CEPA®, TPCP®

"The job is not to guess where your stock is headed. The job is to make sure a rough quarter at the company does not derail your wealth strategy."

Lance Roberts

Chief Investment Strategist

"Most executives already understand the concept of concentration risk. We help define that risk and build a plan of action."

Connie Mack

President/Founder, AIF®, AAMS®, CRPS®

"Your career and your wealth strategy are related, but they should not be entirely dependent on each other. We help separate the two before something forces the issue."

Danny Ratliff

Senior Financial Advisor, CFP®, ChFC®

"Vesting dates and blackout windows do not wait for you to feel ready. Our job is to have a plan in place before those dates arrive."

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